WebeCFR :: 17 CFR Part 270 -- Rules and Regulations, Investment Company Act of 1940 eCFR The Electronic Code of Federal Regulations Title 17 Displaying title 17, up to date as of 4/05/2024. Title 17 was last amended 3/30/2024. view historical versions Title 17 Chapter II Part 270 View Full Text Previous Next Top eCFR Content Web27 Mar 2024 · Section 17 Children Act 1989 support for more complex needs Action under section 47 if there is reasonable cause to suspect that a child is suffering or likely to suffer significant harm. A ‘ child in need ‘ assessment under section 17 will identify the needs of the child and ensure that the family are given the appropriate support in enabling them to …
SECURITIES AND EXCHANGE COMMISSION
Web11 Dec 2001 · 1940 Act/Section 17(d) December 10, 2001 . Office of Investment Company Regulation Division of Investment Management Securities and Exchange Commission … Web1. Principal Transactions with Subadvisers: Section 17(a) 2. Transactions with Subadvisers as Brokers: Section 17(e) 3. Purchases During Primary Offering Underwritten by … fedex express luggage shipping
Investment Company Act of 1940 - Section 17 (a) The AAL Mutual …
WebGeneral rules and regulations promulgated under the Securities Exchange Act of 1934 (17 CFR Part 240) Forms prescribed under the Securities Exchange Act of 1934; Investment … Web3 sec. 202 investment advisers act of 1940 1 Effective on July 21, 2011, section 409(a) of Public Law 111–203 amends section 202(a)(11) by striking ‘‘or (G)’’ and inserting the following: ‘‘; (G) any family office, as defined by rule, regu- WebIn addition, Section 60 of the Investment Company Act makes section 12(d) applicable to a BDC to the same extent as if it were a registered closed-end fund. Adopting Release at 6, footnote 16. 7 Rule 12d1-4 will also provide an exemption from the prohibition in Section 17(a) of the Investment Company Act on certain affiliated transactions ... deep river snacks kettle chips upc 5 oz